Reliant Compliance

RIA Compliance Support Services & Outsourcing

We specialize in providing RIAs with expert advice and outsourced solutions. We believe that each RIA is unique, so we tailor your compliance program to reflect your firm. 

Our services include:

Outsourced RIA Chief Compliance Officer (CCO):

• Name us as your CCO, and we handle just about everything

Annual CCO Support Services:

• You are the CCO, but we can give you all of the support you need

Registration Services:

• New RIA Registration
• State to SEC Transitions
• Form ADV Amendments
• State Registrations & State Notice Filings
• Form U4 & U5

FPA Advantage

Our services allow you to stay focused on serving your clients and growing your business. Let us handle the complexities of compliance so you can operate with confidence.

Our transparent pricing and FPA discount will give you our excellent services for maximum value.

Benefits

• Dedicated, accessible, and pro-active compliance support
• Customized compliance support services
• Business-friendly and pragmatic compliance advising
• Compliance Education – we help you understand the “why” behind the regulations
• Ability to off-load time-consuming and difficult compliance tasks
• Transparent pricing and billing
• Regulatory Exam support for all clients